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VP - Marketing Compliance
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Country: USA
Location: New York-New York City New York, NY 10001
Total applied: 40 Job Category:Business/Strategic Management
Location:New York, NY 10001
Status:Full Time, Employee
Occupations:President/Top Executive
Career Level:Executive (SVP, VP, Department Head, etc)
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VP - Marketing Compliance
Description:
Prominent Marketing and Financial Services Organization seeks VP - Marketing Compliance for solutions which have traditionally focused on SEC filing requirements and are now expanding to include eProxy and other Access=Delivery opportunities.
Responsibilities:Develop and implement strategy which addresses Access=Delivery (eProxy) rulings in the USEvaluate systems and companies in areas adjacent or complementary for partnerships or investmentsStrategic and product planning and product managementSupervise 4-8 direct reportsBe the spokesperson for industry/marketplace trendsHandle collaborative working environment where sales, marketing and IT are at the table
Qualifications:10+ years experienceExperience with Investor Relations and Transfer Agent activityDeep knowledge of public company SEC filing and notification requirements (10K, 8K, proxy, EDGAR)Understanding of current and future role of transfer agents and trends impacting beneficial versus registered shareholdersBachelor's Degree; MBA preferred (4261B~)
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