REGISTERED INDIVIDUALS WANTED!!

*This position is located in our Frisco, TX branch office.  Registered Sales Assistant

 

With offices throughout the Southwest, Private Client Group serves a broad range of individual and institutional investors through offering a full range of investment products and services, including common and preferred stock, municipal and corporate bonds and mutual funds. Located in our Frisco branch, the Registered Sales Assistant will work for one or more of Southwest’s top-producing brokers.  This position will assist in servicing a large client base that is continually growing.

 

Responsibilities:

 Communicate with clients on a daily basis regarding stock quotes, buy vs. sales scenarios, and other related matters.Maintain customer account information including updating files and records and handling written correspondence.Provide administrative support to assigned Registered Representative(s) including, calendar management, travel arrangements, client and prospect presentations. Work with Southwest back office systems including CSS to enter trades and other account information.Address all client service problems and maintain Problem/Solution Log to keep Registered Representative(s) aware of service problems underway and to what level managed to client’s satisfaction.Act as gatekeeper for Registered Representative during prime market time.Assist with special projects and tasks as assigned.

 

 

Qualifications:

 

·  1-3 years experience in the brokerage/financial services industry as a Sales Assistant.

·  Series 7 and 63/66 license required

·  Detail oriented with excellent organization skills and ability to multi-task.

·  Ability to work in a fast-paced and deadline oriented environment

·  Strong computer skills required with knowledge of Portfolio Software and data entry.

·  Knowledge of back office CSS a plus.

·  Strong customer service and relationship building skills.

·  Ability to provide complete and concise explanations of products to the extent that incumbent can explain and discuss them with clients.

·  Basic understanding of branch level operations, policies and procedures (i.e. regulations and compliance requirements).

·  High School Diploma or equivalent.

**Please email your resume to njackson@swst.com AND apply online at www.swsgroupinc.com. 

***SWS Group, Inc. is an EO employer.