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Operations Manager (Registered Rep Environment) (183712-870)
| Details |
Country: USA
Location: Florida-Miami Miami, FL 33131
Total applied: 40 |
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Operations Manager (Registered Rep Environment) (183712-870)
Stanford Group Company, headquartered in Houston, Texas, is a full-service financial planning and wealth management company serving private investors, corporations, governments, and institutions worldwide. SGC offers access to a complete range of financial opportunities. Position Objective: To provide professional, high end service to our guests while promoting the Stanford brand. Primary Duties and Responsibilities: Coordinates and Supervises activities of operational and support staff in branch office. Assists sales, administrative and operational support staff in resolving problems related to compliance and operational issues related to client accounts. Works with branch management and Corporate Operations to devise new systems to help the branch operations run efficiently and effectively. Acts as liaison between clearing service function and the branch to process all requests pertaining to client accounts such as opening and approving new accounts, transferring funds and securities between internal accounts, and resolving problems. Utilizing automated systems and tools for verifying all trades and account transactions. Maintaining processes in accordance with FINRA compliance regulations. Providing requested information for any internal or external audits. Perform other duties as assignedRequired Skills: Supervisory skills Technology skills, basic computer software Organizational skills Planning skills Detail oriented Verbal, written and interpersonal skills Proactive orientation Industry knowledge Problem solving skillsExperience Required: Must have prior experience with Operations in a Financial Environment.Please apply online directly at: http://hostedjobs.openhire.com/epostings/jobs/submit.cfm?fuseaction=dspjob&jobid=183712&company_id=15870&jobboardid=24 Position Information Company: Stanford Financial GroupLocation: Miami, FL 33131Status: Full Time, EmployeeJob Category: Sales/Retail/Business DevelopmentRelevant Work Experience: 2+ to 5 YearsCareer Level: Manager (Manager/Supervisor of Staff)Education Level: High School or equivalent Contact Information Company: Stanford Financial Group
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