AVP - Senior Compliance Analyst: 80 - 90K - Total Compensation

Details

Country: USA
Location: New York-New York City New York, NY 10001
Total applied: 40
Job Category:Accounting/Finance/Insurance
Location:New York, NY 10001
Status:Full Time, Employee
Occupations:Risk Management/Compliance
Career Level:Experienced (Non-Manager)

New York Cityâ€™s most prestigious global private equity/alternative investment conglomerate seeks degree with 1-2 yrs diversified compliance, risk/regulatory experience, equities, fixed income, mutual funds, private equity and/or investment advisory experience. Reporting, tracking and market surveillance. Research and validating the accuracy of compliance restrictions, interpreting compliance guidelines. Perform trend analysis to identify emerging risks. Act as primary interface with portfolio managers on compliance related issues. Review and understand client account agreements and investment guidelines. Communicate with senior managing directors and traders. Series 7 and 63 a must, 24 a +. Please send resume in MS Word format to division-personnel@accessnyc.com

- Apply for AVP - Senior Compliance Analyst: 80 - 90K - Total Compensation

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