STIS Licensed Banker Group Supervisory Specialist 2

This position reports to the STIS Supervisory Team Lead and will work closely with STIS Region Managers and Regional Operational Managers.  They are expected to work in a team environment to protect STIS from financial, reputation and regulatory risk by ensuring that the OSJs and/or branch offices are in compliance with industry rules, regulations and internal policies and procedures.  The supervisory functions may include the review of all securities related activities, resolution of customer complaints, sales practice issues or other compliance related matters, implementing and enforcing internal compliance related procedures, compliance training and identification of harmful trends, sales practice patterns, conflicts of interest or issues that potentially pose a risk to the firm.  The individual will possess Series 7, 24, 53, 4, 65/66, 63 Life/Health and Variable Insurance Licenses. Minimum requirements:  Must have a Batchelor’s degree and a minimum of 3 – 6 years experience in retail brokerage.  Must have exceptional industry disciplinary history.  Solid written and verbal communication skills.  Solid decision making and judgment skills.  Detail oriented and have a basic knowledge of retail brokerage rules, regulations and operations. Opportunitiy for Richmond, VA. Please apply online to: Suntrust.com/careers.  Job # 144625  SUNTRUST QUICK FACTS Banking Locations: 1,731 ATMs: 2,532 Employees (FTE): 33,138 Stock Symbol (NYSE): STI JOB DETAILS Job Title: STIS Licensed Banker Group Supervisory Specialist 2 Location: Richmond, VA 23224 Position Type: Full Time, Employee Job Category: Accounting/Finance/Insurance Education Level: Bachelor's Degree Address:Richmond, VA 23224 Contact Information Company: SunTrust BankView all SunTrust Bank opportunitiesLearn more about SunTrust Bank