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 Compliance Officer

Details
Country: USA
Location: Texas-Houston Houston, TX 77027
Total applied: 40
Compliance Officer

Job Family: Accounting/Finance/Insurance Reference Code: 159556 ABOUT OUR COMPANY Zions Bancorporation is one of the nation's premier financial services companies, consisting of a collection of great banks in select high growth markets. Zions operates its banking businesses under local management teams and community identities through over 500 offices and 600 ATMs in 10 Western states: Arizona, California, Colorado, Idaho, Nevada, New Mexico, Oregon, Texas, Utah and Washington. Zions Bancorporation is a leader in small business lending, and agricultural and public finance. The Corporation also operates several new technology ventures such as Contango and NetDeposit. Our collection of great Banks demonstrates the value of our operating model, with strong local teams of bankers building the best franchises in their markets. From its humble beginning in the late 1800s to its present position as one of the premier financial institutions in the country, Zions has maintained its pioneering spirit and unique way of doing business. Zions Bancorporation's common stock is traded on NASDAQ under the symbol ZION. The company is a member of the S&P 500 Index and the NASDAQ Financial 100 Index. Compliance Officer Fabulous opportunity to work for one of the most successful banking companies in the SouthWest. Excellent work environment with a successful, dedicated team, strong leadership, and opportunities for growth and advancement.DESCRIPTION OF POSITION FUNCTION: The Compliance Officer is responsible for assisting with the overall Compliance Review Program, specifically related to Personal Trust. The Compliance Review Program covers compliance with all state and federal laws and regulations affecting fiduciary accounts including 12 CFR 9 (Reg 9) and 12 CFR 12; Internal Revenue Code; Bank Secrecy Act; various state statutes, regulations and case law.Responsibilities include: Assist with Compliance Review Program designed to monitor compliance with regulatory requirements and internal policies for trust and investment management accounts. Activities involve, but are not limited to, identification of critical functions in business units; development of controls and monitoring programs to reduce potential liability related to business, operational, regulatory and reputational risks related to critical functions; and monitoring risk related to critical functions, especially in the areas of AML/BSA, GLBA, Privacy and Conflicts of Interest. Conduct functional reviews of areas which are either related to high risk critical functions or that require urgent attention from compliance. Maintain and modify, as needed, applicable portions of the Compliance Review Program for periodic review and approval. Serve as liaison to federal banking regulatory examiner, The Office of the Comptroller of the Currency, and, to a limited extent, internal auditors, including advance preparation and coordination of information between bank departments and examiners during regulatory examinations. Follow up with applicable business units and examiners/auditors on findings, including development of written responses to examination issues and corrective actions on examination and audit issues. Build a reputation of integrity, reliability and consistency towards internal departments as an important part of the Corporate Compliance teamJOB SKILLS AND QUALIFICATIONS REQUIRED: Two to five years experience in Trust administration, investments, audit, and/or operations. Knowledge of trust and investment management activities, products, and services. Excellent oral and written communications skills Excellent personal computing skills including word processing and spreadsheet applications. Able to work both independently and with others in an effective manner, often under pressure, while exercising prudent judgment and critical thinking.Equal Opportunity Employer We have many opportunities both at the Bancorporation and at our affiliates. Wherever you find your fit in the Zions family, we look forward to working with you!

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