Financial Examiner

  Trading, technology, talent.
Choose CBOE.
Chicago Board Options Exchange





 Examiner

Position Summary: Individual will conduct within a team setting routine main office examinations of designated broker-dealers subject to the net capital rule for possible violations of SEC, FRB and Exchange rules and regulations. Individual will also review on a monthly basis broker-dealer FOCUS Reports and conduct books and records examinations of sole proprietors, partnership and incorporated broker-dealers. The individual may also be required to conduct investigations.



Qualifications: This position requires an individual with excellent written and verbal communication skills. The individual must be detailed oriented and have experience with conceptual work assignments. Work experience required in at least on e of the following areas: auditing; securities, commodities or banking regulatory compliance; brokerage accounting or back-office experience in a securities or commodities firm, or bank, specifically related to securities settlement and portfolio balancing, margin, net capital, customer protection or risk control. PC skills including Microsoft Office, specifically Microsoft Word and Excel are required. Individual should also have working knowledge of derivatives markets, especially option pricing methodologies combined with good working knowledge of the broader financial markets. It is essential that candidates be self-motivated, inquisitive, able to complete projects both working independently with within a team setting and able to make rational judgments on complex matters.

Desired Education: A college degree in Accounting, Finance, or Economics is preferred; CPA a plus.

To apply:



To apply for this job, reference job code INMC/322486/08-0060 in any correspondence.  Please apply via our website, https://www2.ultirecruit.com/CHI1009/jobboard/NewCandidateExt.aspx?__JobID=143.  Including salary history and expectations will help us determine potential matches.  We consider local candidates and those willing to relocate without company-provided assistance. 











About CBOE:

CBOE is the world's largest options marketplace and the creator of listed options.  We are committed to continue to develop innovative products, to deliver quality service and to enhance our trading technology. CBOE has developed a unique Hybrid market model – a composite of the most valuable aspects of screen-based and floor-based trading environments - which offers our customers greater liquidity and instantaneous point-and-click order execution, while still preserving the benefits of trading through open outcry.



The opportunity to work at an industry leader with a dynamic environment that offers technical challenges like no other is just one reason to choose CBOE. At CBOE you'll find rewarding work as well as outstanding benefits, some of which include: a business casual dress environment, comprehensive medical and dental plans, tuition assistance, 401(k) plan with a $2 for $1 match and a transit voucher program for commuting expenses.

CBOE is conveniently located in the heart of Chicago's downtown financial district and easily accessible by public transportation and commuter train lines.

Visit our website at www.cboe.com to learn more