Agency Compliance Specialist

Job Title/PositionAgency Compliance Specialist (ACS) John Hancock Financial Network The Mahoney Group-Dallas/Ft.Worth/Austin Job OverviewAssist the Managing Partner/Registered Principal in supervising the day-to-day activities of all sales associates.  The Compliance Specialist is not permitted to engage in new sales of insurance or investment products. Job ResponsibilitiesResponsibilities include training, internal audits, review of communications, record keeping, advertising approval, visits to off-site locations, review of sales and practices and complaint investigations. Candidate RequirementsThe candidate for this position must be honest and in good ethical standing.  Prior insurance and/or securities work related experience.  The candidate must be NASD Series 7 registered and insurance licensed within six months of hire.  Training is provided. BenefitsBenefits include subsidized group health insurance, dental, vision, group life, disability and long-term care; 401 (k) with company match; Cash balance pension plan. SalaryNegotiable based on experience and credentials.  John Hancock Financial Network is strongly committed to diversity and equal opportunity.John Hancock Financial Network is a service mark of John Hancock Life Insurance Company and its affiliate companies.  Insurance products offered through John Hancock Life Insurance Company, Boston, MA 02117.  Securities offered through Signator Investors, Inc., Member NASD, SIPC.  5005 Lyndon B. Johnson Frwy., Dallas, TX 75244.   Company: John Hancock Location: Dallas, la 75244 Status: Full Time, Employee Job Category: Accounting/Finance/Insurance Learn more about John Hancock